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Carl Cartwright

B.S. Finance, Concentration in Financial Planning · Pursuing CFP® Certification

Prescott, Arizona


About

I am transitioning into wealth management and financial planning after 25 years in legal support services, where I owned and managed client-facing operations built on accuracy, confidentiality, and strict regulatory compliance.

That work taught me to manage complex cases, meet court-imposed deadlines without exception, and serve as a trusted point of contact on sensitive matters. I now hold a Bachelor of Science in Finance with a concentration in financial planning, have completed a financial planning externship and eMoney certification, and am pursuing CFP® certification and the FINRA Series 65, with the goal of building long-term client relationships grounded in transparency, integrity, and sound financial guidance.

Education & Credentials

Bachelor of Science in Finance

Concentration in Financial Planning
Colorado State University Global · March 2026
Completed

Financial Planning Externship

Amplified Planning · August 2026
Completed

eMoney Fundamentals Certification

eMoney Advisor · August 2026
Certified

CFP® Certification

CFP Board
Pursuing

FINRA Series 65

Uniform Investment Adviser Law Exam
Exam preparation

Certified Process Server

Arizona Supreme Court, Administration of the Courts · Since 2001
Active

Professional Memberships

  • Financial Planning Association® (FPA®), Arizona Chapter · 2026 – Present
  • National Association of Private Process Servers · 2001 – Present
  • Arizona Process Server Association · 2001 – Present

Experience

Northern Arizona Service Manager

Liddy Legal Support Services, Inc. · 2012 – Present
  • Manage full-cycle client services: new client intake, case management, field execution, communication, and final reporting.
  • Serve as primary point of contact for law firms, corporate legal departments, and individual clients on sensitive legal matters.
  • Prioritize workflow and daily operations to meet court-imposed deadlines in a zero-error-tolerance environment.

Owner / Field Manager

Titan Legal Support Services LLC · 2001 – 2012
  • Owned and operated a legal support business, managing billing, client accounts, and vendor relationships.
  • Ensured strict adherence to state and federal procedural rules governing service of process.
  • Built long-term client relationships that sustained the business for over a decade.

Core Competencies

Client Relationship Management New Client Onboarding Regulatory Compliance Financial Analysis eMoney Financial Planning Software Workflow & Operations Management Small Business Operations Attention to Detail

Let’s Connect

I welcome conversations with firms and professionals in wealth management and financial planning.